{"id":19640,"date":"2006-07-05T22:52:00","date_gmt":"2006-07-05T20:52:00","guid":{"rendered":"https:\/\/fiala.de\/liability-for-damages-of-the-investment-services-company-for-faulty-stock-analyses-heiko-vogler-nomos-verlag-isbn-3-8329-1600-8\/"},"modified":"2021-02-16T11:59:48","modified_gmt":"2021-02-16T10:59:48","slug":"liability-for-damages-of-the-investment-services-company-for-faulty-stock-analyses-heiko-vogler-nomos-verlag-isbn-3-8329-1600-8","status":"publish","type":"post","link":"https:\/\/www.fiala.de\/en\/liability-for-damages-of-the-investment-services-company-for-faulty-stock-analyses-heiko-vogler-nomos-verlag-isbn-3-8329-1600-8\/","title":{"rendered":"Liability for damages of the investment services company for faulty stock analyses (Heiko Vogler) Nomos-Verlag, ISBN-3-8329-1600-8"},"content":{"rendered":"<h4>The topics: &#8216;Liability for damages of the investment services company for erroneous stock analyses&#8217;<\/h4>\n<p>deals with topics such as stock analysis in the capital market, liability for damages under U.S. and German law. Finally, a treatment of the liability regime for publicly disseminated equity research follows. For practitioners: The great value and benefit of the work lies in the excellent structure of the material with more than 1300 footnote references to further references. In practice, the author&#8217;s considerations can also be applied to other products; for example, the analyses of closed investments or those of rating agencies.<\/p>\n\n<h4>Essentials of analyst due diligence:<\/h4>\n<p>In particular, the author presents the requirements for a careful analysis and describes the central criteria for identifying faulty analyses. This is a systematic catalogue of questions.<\/p>\n<p>For example, this is about:<\/p>\n<h4>Addressee Horizon:<\/h4>\n<ul>\n<li>Is the analysis sufficiently understandable for a layperson?<\/li>\n<li>Are forecasts sufficiently accurate?<\/li>\n<li>Is the analysis based on a sufficiently complete fact\/data base?<\/li>\n<li>What about the truth of processed facts?<\/li>\n<li>Was the processing of the data methodologically correct?<\/li>\n<li>Have uncertainty factors been highlighted clearly enough?<\/li>\n<li>Was the analysis given a creation date?<\/li>\n<\/ul>\n\n<h4>Central test criteria for a plausibility check:<\/h4>\n<p>The financial service provider will find numerous suggestions here as to which criteria and questions he can use to carry out an initial plausibility check &#8220;not only for share analyses&#8221;. The issues identified also help in practice when assessing prospectus material, other analyses and ratings. Conclusion: Anyone who is concerned with the spectacular corporate and financial scandals at home and abroad, including in the area of shares, will find here in-depth specialist legal information on liability law.<\/p>\n<p>For many years, clients and financial service providers have been able to observe how some analyses are prepared in a bite-size format to support sales. It is not uncommon for &#8220;valuable&#8221; analyses to turn out to be incorrect and liable at second glance.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The topics: &#8216;Liability for damages of the investment services company for erroneous stock analyses&#8217; deals with topics such as stock analysis in the capital market, liability for damages under U.S. and German law. Finally, a treatment of the liability regime for publicly disseminated equity research follows. For practitioners: The great value and benefit of the [&hellip;]<\/p>\n","protected":false},"author":4,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"inline_featured_image":false,"footnotes":"","rank_math_focus_keyword":"","rank_math_description":"","rank_math_title":""},"categories":[492],"tags":[742],"class_list":["post-19640","post","type-post","status-publish","format-standard","hentry","category-veroeffentlichungen-en","tag-plausibilitaetskontrolle-en"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/posts\/19640","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/users\/4"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/comments?post=19640"}],"version-history":[{"count":0,"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/posts\/19640\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/media?parent=19640"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/categories?post=19640"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.fiala.de\/en\/wp-json\/wp\/v2\/tags?post=19640"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}