Investment advisors are liable for failure to inform about the lack of resale opportunities of closed-end investments/funds.

Politics, Law & Society Press release by: Law Firm Dr. Johannes Fiala PR Agency: Dr. Johannes Fiala Every year, investors invest tens of billions in so-called closed-end investments – only a fraction perform according to the specifications in the prospectus. The Federal High Court (BGH) decided now for the first time (judgement of 18.01.2007, Az. […]

Judgment discussion on the BGH judgment of 18.01.2007

*by Dr. Johannes Fiala, Lawyer (Munich), Mediator (Univ.), MBA Financial Services (Univ.Wales), MM (Univ.), Certified Financial and Investment Advisor (A.F.A.), Lecturer for Civil and Insurance Law (BA Heidenheim, Univ. of Cooperative Education), Banker (www.fiala.de) The Federal High Court (BGH) decided now for the first time with judgement of 18.01.07 that investment consultants have to clear […]

Judgment discussion on the BGH judgment of 18.01.2007

*by Dr. Johannes Fiala, Lawyer (Munich), Mediator (Univ.), MBA Financial Services (Univ.Wales), MM (Univ.), Certified Financial and Investment Advisor (A.F.A.), Lecturer for Civil and Insurance Law (BA Heidenheim, Univ. of Cooperative Education), Banker (www.fiala.de) The Federal High Court (BGH) decided now for the first time with judgement of 18.01.07 that investment consultants have to clear […]

Investment advisors are liable for failure to inform about the lack of resale opportunities of closed-end investments/funds.

Author: Kanzlei Dr. Johannes Fiala Published on: 24.07.2007 at 11:53 Each year investors invest double-digit billion amounts in so-called closed participation ‘” only a fraction develops according to the data in the folder. The Federal High Court (BGH) decided now for the first time (judgement of 18.01.2007, Az. III ZR 44/06) that investment consultants have […]